Team profile

What you can expect when you work with us

The right financial advice can help prepare you for whatever life brings — both the expected and the unexpected.

When you work with us, you receive:
  • 1:1 financial advice based on your goals and needs.
  • Personalized recommendations for a diversified portfolio, and solutions to help protect you from uncertainty.
  • Regular meetings to review your goals, progress, and investments.
  • Anytime access to your investments and digital tools to help you stay on track.

Ready to learn more? Getting started is as easy as meeting for a complimentary initial consultation whenever it’s convenient for you.
Get started

Areas of focus

  • Retirement Planning Strategies
  • Retirement Income Strategies
  • Intergenerational Planning
  • Executive Compensation and Benefit Strategies
  • Retirement Plan Distribution
  • Social Security Retirement Benefits
  • Investment Management
  • Tax Planning Strategies
  • Saving for Education
  • Insurance
  • Charitable Giving
  • Wealth Preservation Strategies
  • Estate Planning Strategies

Awards & recognition

  • Jay Penica, Forbes Best-in-State Wealth Advisors, 2018-2024
  • Jay Penica, Five Star Wealth Manager, 2014, 2024
  • Jay Penica, Ameriprise Circle of Success, 2012, 2014-2022
  • Jay Penica, Ameriprise Circle of Success Diamond Ring, 2019
  • Roger Allan Place, Ameriprise Circle of Success, 2014

Community participation

Pathlight Wealth Management - Community participation photo

Our team is involved in many different organizations across our community. Being a part of ones that support those in need.

Honored to receive recognition

We’re thrilled to announce that our colleague, Jay Penica, received a 2024 Five Star Wealth Manager award. Congratulations, Jay!

Thank you to our clients for your continued trust and loyalty — helping you reach your financial goals is the best part of our job!

Our photos

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